A 360 Degree Review of Roles and Responsibilities Concerning Diminished Capacity: Financial Advisers' Obligations to Clients, Lawyers Representing Clients, and Lawyers Preparing Their Practices
Publication Title
PIABA Bar Journal
Document Type
Article
Publication Date
2016
Abstract
Cognitive decline or impairment is a problem that will undoubtedly arise in some aspect of a securities arbitration lawyer's practice. It may become an issue when reviewing how a financial adviser interacted with a client, when personally dealing with a client who has a potential claim, or in a lawyer's own practice. Understanding the obligations of all parties involved in this area better prepares lawyers to deal with the various issues associated with aging that will affect them and their clients.
Recommended Citation
Elissa Germaine, Nicole G. Iannarone, & Teresa Verges, A 360 Degree Review of Roles and Responsibilities Concerning Diminished Capacity: Financial Advisers' Obligations to Clients, Lawyers Representing Clients, and Lawyers Preparing Their Practices, 23 PIABA B.J. 225 (2016).
Institutional Repository Citation
Elissa Germaine, Nicole G. Iannarone & Teresa Verges,
A 360 Degree Review of Roles and Responsibilities Concerning Diminished Capacity: Financial Advisers' Obligations to Clients, Lawyers Representing Clients, and Lawyers Preparing Their Practices,
Faculty Publications By Year
2428
(2016)
https://readingroom.law.gsu.edu/faculty_pub/2428
Volume
23
Issue
2
First Page
225
Last Page
230
Comments
External Links
Westlaw